Converting
Matter into Mind
William A. Dembski
Response to criticisms of this paper: Conflating Matter and
Mind
Introduction
In the Foundations of Cognitive Science Herbert Simon
and Craig Kaplan offer the following definition:
Cognitive science is the study of intelligence and
intelligent systems, with particular reference to intelligent behavior as computation.
Since this definition hinges on the dual notions of
intelligence and computation, it remains scientifically unobjectionable so long as one
declines to prejudge the relation between computation and intelligence. As long as the
cognitive scientist refuses to prejudge this relationship, his scientific programme
assumes the following valid form: he considers presumed instances of intelligence in the
world and seeks to model them computationally. This programme takes computation as a
convenient paradigm for examining intelligence and then pushes the paradigm to as
comprehensive an account of intelligence as the scientific data will allow. If a machine
can be constructed which captures (or even extends) the full range of human intelligent
behaviors, then the paradigm is fully successful. To the degree that machines fall short
of this goal, to that extent the paradigm is unsuccessful, or has failed to realize its
potential. Together with the foregoing definition, this approach to intelligence via
computation puts cognitive science within the bounds of genuine science.
Now it is possible to prejudge the relation between
intelligence and computation. Thus one can presuppose that computation comprehends all of
intelligence. Alternatively, one can presuppose that intelligence can never be subsumed
under computation. These assumptions have been and will continue to be the source for much
fruitful discussion. Such a discussion will be interdisciplinary: to this discussion
mathematical logic contributes recursion theory, physics prescribes limits on
computational speed, philosophy lays out the mind-body problem, theology raises the
question of immaterial souls and spirits, etc. But while all these disciplines inform the
debate over the respective boundaries of computation and intelligence, it must be realized
that such a debate is primarily philosophical and thus independent of cognitive science
qua science. If the director of Carnegie-Mellon's Robotics Institute, H. Moravec, is right
when he predicts that in the next century robots will supersede the human race, then this
discussion will come to an end, being decided in favor of the view that computation
subsumes intelligence. But for now Moravec is playing the prophet. Even this would not be
reprehensible, if Moravec were wearing the prophet's mantle. Unfortunately he is wearing
the scientist's lab coat, thereby conflating cognitive science qua science with a
materialist philosophy of mind.
Cognitive science is legitimate science when it takes an
unprejudiced view of the relation between computation and intelligence. Nevertheless,
since cognitive scientists as a group are notorious for deciding the issue in advance, I
shall henceforth refer to cognitive science qua science as the science of cognition.
Thus I shall use the phrase cognitive science pejoratively, implying that science
and philosophy have been conflated because intelligence was prejudged as a form of
computation. My view is that cognitive science stands to the science of cognition much as
alchemy stood to chemistry. Certainly the alchemist's appeal to magic renders him more
ridiculous to modern eyes than the cognitive scientist's appeal to a well-established
materialist philosophy. But to my mind the cognitive scientist's conflation of philosophy
and science is no less damaging to the science of cognition than the alchemist's
conflation of magic and science was to chemistry. The fault of the cognitive scientist
does not lie in his being simultaneously a philosopher and a scientist, but in not telling
us when he is serving in which capacity. My purpose in this article is to untease that
tangled web of philosophy and science which constitutes cognitive science.
The Parable of the Cube
In the Foundations of Cognitive Science Simon and
Kaplan also offer the following account of artificial intelligence (AI):
Artificial intelligence is concerned with programming
computers to perform in ways that, if observed in human beings, would be regarded as
intelligent.
This account is scientifically unobjectionable and assigns to
artificial intelligence the main practical business of cognitive science-programming
computers to perform tasks thought to require intelligence in humans. Nevertheless, for
the cognitive scientist who has prejudged the relation between intelligence and
computation, the very phrase artificial intelligence becomes tendentious, implying
that artificial intelligence has subsumed the whole of human intelligence. Thus cognitive
scientists see no way of drawing a fundamental distinction between human and artificial
intelligence-with strong emphasis is on the word fundamental. The old degree-kind
distinction is implicit here. Animal, human, computer, and indeed any finite discursive
intelligence (to use a Kantian phrase) become from the point of view of cognitive science
instantiations of algorithms. Eventually I shall return to these points. But for now I
want to focus on two questions: (1) What is so special about computers that they should
constitute the exclusive tool of AI? (2) Why should we expect AI to give us any insights
about human intelligence? To answer these questions the idea of a sufficient cause for an
intelligence becomes important. To appreciate this idea, we consider two stories, the
first a yarn about an imaginary cube, which I call the Parable of the Cube; the second
Thomas Huxley's bizarre tale of monkeys with typewriters.
Imagine you are given a box with one transparent side. Inside
the box is a small black cube. Both box and cube are made out of plastic. The box is
placed on a viewing stand with the transparent side facing you, much like a television.
Now you watch. The cube moves around inside the box. Sometimes it is in this corner,
sometimes in that. At other times it hangs in mid-air. Yet again it hurls itself against a
side of the box. The sides are sturdy and do not break. What's more, the box has been
soundproofed, so you cannot hear the little cube bouncing around. How exciting, you say.
You are not convinced that the cube's entertainment will rival the television networks.
Suppose next that the cube divides its time between the left
and right side of the box. Back and forth it moves. For a time you are hypnotized. Your
eyes glaze over. What a dull pastime. Gradually, however, you notice a pattern. You time
how long the cube spends on the left. It's always one beat or three beats. Suddenly you
remember your Morse code. Behold, that little cube is communicating with you. And not just
any old communication. The cube is reciting Hamlet-in Morse code. But this is just
the beginning. News, mysteries, stock predictions, and soap operas are all part of your
newfound entertainment package. In the light of this discovery your television has become
passé. Cube watching is now the rage in your household.
The story doesn't end here. Your neighbors start wondering
why so much scratch paper is strewn around your home. Obviously you have been receiving
coded messages and converting them to English. Soon the secret is out-you have an
intelligent cube. People are in awe. They line up outside your doorstep to record the
pearls of wisdom that are dropping from your cube's lips, so to speak. The cube has become
more than entertainment. It has become a religious guru, expounding the mysteries of
religious cubism. This is not simply a smart cube, this is a wise cube. Demand is such
that you take the cube and its box on a speaking tour (well not quite, you know what I
mean). The cube is hailed as the savior of mankind, its wisdom the uncreated light of the
ineffable power. In the end all nations bow down and worship the cube.
In line with the Parable of the Cube let us recall Thomas
Huxley's simian typists. Thomas Huxley was Charles Darwin's apologist. Darwin's theory of
speciation by natural selection sought at all costs to avoid teleology. The appeal of
Darwinism was never, That's the way God did it. The appeal was always, That's the way
nature did it without God. Thus one looked to chance, not intelligence, to render
Darwinism plausible. Huxley's simians were to provide one such plausibility argument.
Huxley claimed that some huge number of monkeys typing away on typewriters would
eventually (where "eventually" was a very long time) type the works of
Shakespeare. If one assumes the monkeys are typing randomly, not favoring any keys, and
not letting one key stroke influence another, Huxley's claim is a simple consequence of a
fundamental theorem in probability known as the Strong Law of Large Numbers. Indeed, given
enough time one can expect the monkeys to type all the great works of literature, though
the bulk of their output will be garbage.
Even with trillions of monkeys typing at blinding speeds over
a time span comprising many lifetimes of the known universe, the probability of randomly
typing Hamlet is still vanishingly small. Thus it is arguable whether Huxley's
apologetic for Darwinism was in any way cogent on probabilistic grounds. But the question
that is too frequently glossed is, What determines whether the monkeys have finally typed Hamlet?
The monkeys are assumed unintelligent. Hence they cannot stop and deliver a copy of Hamlet
when after aeons it finally appears. No. Some intelligent being must examine all the
monkeys' output, wade through all the garbage, all the false starts of Hamlet,
until finally this intelligence comes across a finished copy of Hamlet. Now it does
no good to claim all that is needed is a simple computer program which has a stored copy
of Hamlet and compares the monkeys' output with the copy. This merely begs more
questions-What intelligence wrote the program? What intelligence installed a copy of Hamlet
in the computer's memory? Where did the intelligence get the copy of Hamlet in the
first place?
Humans naturally see meaning and purpose in a work of
literature like Hamlet, just as they see meaning and purpose in the organisms of
nature. What Huxley hoped to show was that such meaning and purpose, Aristotle's teleology
and final causes, were in fact illusory. Intelligence was not in any way prior to the
random processes of nature. Rather, intelligence was itself a product of nature's
randomness, constructing meaning and purpose after the fact. Still, the critical question
remains, What intelligence decides whether the monkeys have finally typed Hamlet?
Without an intelligence to interpret the monkey's output and distinguish the intelligible
from the inane, the monkeys will type indefinitely, with one output as inconsequential as
the next. Let me put it this way. Huxley's example presupposes an intelligence familiar
with the works of Shakespeare. At the same time Huxley wants to demonstrate that random
processes, the typing of monkeys, can account for the works of Shakespeare. Thus Huxley's
example is supposed to show that the works of Shakespeare can be accounted for
apart from the person of Shakespeare. Huxley wants it both ways. An intelligence
must be on hand to know when the monkeys have typed Hamlet, and yet Hamlet
is to stand in need of no author. This is known as having your cake and eating it. Polite
society frowns on such obvious bad taste.
It's no surprise that the humanities have a hard time with
rabid AI propagandists. Beethoven would not have suffered being told his Ninth Symphony
was possible without him. Given Beethoven's high opinion of himself, I am confident of
this assertion. As for Shakespeare being told Hamlet could make do without him, I'm
not sure whether his reaction would have been displeasure or amusement. True artists know
that their work is not reducible to any other categories, least of all chance.
Let us now return to the Parable of the Cube. The cube
signals intelligent messages in Morse code. Is the cube's signaling spontaneous or does an
extrinsic intelligence guide it? Since both the cube and the box are plastic, and since
plastic has to date indicated a marked absence of intelligent behavior, we are apt to
conclude that the intelligence is extrinsic. Again we infer an intelligence. We do not
consider the cube a sufficient cause for the signaling of Hamlet, just as the
typing of monkeys is an insufficient cause for Hamlet. In both cases we have
physical systems which express intelligence, but which fail to supply an adequate causal
account of the intelligence they express. Can we find a physical system which
simultaneously expresses intelligence and provides an adequate causal account for this
intelligence? The obvious place to look is the human body, and specifically the brain.
Nerves and Brains
Cubes in boxes and Huxley's simians are examples of physical
systems which insofar as they express intelligence fail to account for intelligence. In
what way then does the physical system constituting the human brain differ? Why do people
attribute thought and intelligence to the matter constituting their brains? Certainly
there is a causal connection between brain and behavior. Certainly there is a link between
brain and intelligence-lobotomy victims have yet to obtain membership in the National
Academy of Sciences. Closer to the truth, however, is the philosophical materialism that
permeates today's intellectual climate. With it comes a commitment to explain human
intelligence strictly in terms of the human physical system. Given the indisputable
connection between brain-states and behavior, the materialist has a facile answer to the
mind-body problem: mind = brain.
Philosophical materialism has despite the advent of quantum
mechanics yet to part with its predilection for mechanistic explanations. Given this
preference, it construes causality strictly in terms of physical interactions. Thus it
sees only two possible resolutions of the mind-body problem: (1) The substance dualism of
Descartes, i.e., the human body is a machine controlled by an immaterial spirit, much as a
pilot drives his vehicle; (2) The monism of Spinoza, i.e., the human body is the whole
human. Cartesian dualism is problematic not merely because its ontology includes
immaterial souls and spirits, but also because it splinters the human person, assigning to
the body a negligible role on the question of intelligence. Confronted with this position
modern philosophers choose rather to dispense with immaterial souls and spirits
altogether. In this vein the French Enlightenment thinker Pierre Cabanis (1757-1808)
offered his famous dictum, Les nerfs-voilà tout l'homme (nerves, that's all there
is to man).
Nevertheless, a third option exists. This is the historic
Judeo-Christian position on mind and body: the human being unites physical body and
immaterial spirit into a living soul for which the separation of body and spirit is
unnatural (in times past this separation was called death). We are to think of a union,
not of a Cartesian driver operating his vehicle. I won't defend the historic position just
yet, but I must emphasize the obvious: this position demands an expanded ontology.
Matter by itself, notwithstanding how well it is dressed up with talk of holism,
emergence, or supervenience, notwithstanding with what complexity it is organized, is
still matter and cannot be transmuted into spirit. I stress this point because many
theistic scientists in the name of scientific respectability have reinterpreted the
historic position in such a way that spirit becomes an emergent property of the complex
physical system constituting the human body. While this reinterpretation deserves
attention, it is not the historic position, and it is misleading to attribute it to the
theologians of past centuries, or naively to think that had these theologians lived today,
they would have eliminated immaterial spirits in favor of a complex systems approach. The
historic Judeo-Christian position is inconsistent with both Cartesian dualism and
Spinozist monism. The mechanism implicit in these latter views leaves no room for matter
and spirit to interact coherently within a single reality. I raise these points now to lay
my cards on the table. I shall return to them later.
Cabanis' statement merits a second look. Suppose that
autopsies of human beings reveal that their crania are packed with nothing but cotton
wadding. Let us assume that in all other ways reality remains unchanged. Thus the great
works of literature abound, music flourishes, and science advances. In particular, men are
conscious of thinking as before, only now they are aware that their brains are hopelessly
inadequate to account for their intelligence, just as a cube in a box is inadequate to
account for intelligence. Thus we would have to look elsewhere, perhaps to an immaterial
spirit, to account for intelligence. In this way Cabanis would be refuted.
But the brain is clearly not composed of cotton wadding, nor
of any material exhibiting comparable simplicity. So why is there any reason to hope that
the brain can account for intelligence? The answer is found in the following panegyric to
the brain, a literary form common in neuro-physiology texts:
The human cerebral cortex contains something like 1010 to 1014 nerve cells. With
that astronomical number of basic units, the cerebral cortex is sometimes referred to as
the "great analyzer." If there are a minimum of 1010
nerve cells in the cerebral cortex, that number, 10 billion, is about 2.5 times the human
population of the earth. Imagine three planets with the same population as the earth, with
telegraph and radio links between every group of people on those planets. With that in
mind, one begins to envision the type of situation present in the brain of each
individual.
That is only a start, however. Each nerve cell makes contact
with some 5,000 or so other nerve cells; that is, each nerve cell has up to 5,000
junctions with neighboring nerve cells, some as many as 50,000 junctions. At those synaptic
junctions or synapses, information is passed between the nerve cells. What is
significant about that process is that the information may be modified during its
transfer. The number of sites at which information may be altered in some way is,
therefore, astronomical, since the number of synaptic junctions within just a gram of
brain tissue is of the order of 4 x 1011. The brain's
cellular organization shows an almost unbelievable profusion of connections between
nerve cells. Without such intricate connectivity, learning processes would be impossible.
The brain is considered an adequate explanation for mind and
intelligence because of its vast complexity and intricate organization. By being
complicated enough, by comprising billions of interrelated components, the brain is
supposed to render thought possible.
And here we come to a rub. Precisely because of its vast
complexity, no one really knows what is going on in the brain. More precisely, the
connection between brain-states and intelligence is a matter of ignorance. This is not to
say there is no causal relation between brain and behavior. There is if one looks at
isolated, discrete behaviors. But as soon as one moves to the level of goals, intentions,
and what philosophers more generally call propositional attitudes, cognitive scientists
abandon hope of understanding this higher level through the lower neurological level.
Hence they take refuge in notions like supervenience, emergence, and the now
passé epiphenomenon. Thus cognition supervenes on neural activity, which in turn
supervenes on the underlying physics; alternatively, intelligence emerges out of neural
activity, which in turn emerges out of the underlying physical configuration; and
consciousness is an epiphenomenon of neural activity.
Those who subscribe to the historic Judeo-Christian position
on mind and body are often taken to task for believing that humans possess immaterial
spirits. By believing this, they are considered disingenuous, taking refuge in ignorance.
Spinoza, for instance, castigates those "who will not cease from asking the causes of
causes, until at last you fly to the will of God, the refuge for ignorance."
Nevertheless, if the historic position is correct, then those who subscribe to it are by
no means ignorant. By looking to immaterial spirits and a transcendent God, they are in
fact drawing proper causal connections-if they are right. But regardless whether
materialists are right in affirming the brain is a sufficient reason for intelligence,
their ignorance of the precise causal connection between brain and intelligence remains.
Granted, it is an ignorance they hope to dispel through research. But it is a hope they
have largely abandoned, just because the complexities are so overwhelming.
Thus while the commitment to materialism persists, the hope
of explaining human intelligence at the neural level, which for the materialist is the
logical level, is not a serious consideration. Karl Lashley will for instance say, when
addressing a symposium on the brain-mind relationship, that "our common meeting
ground is the faith to which we all subscribe, I believe, that the phenomena of behavior
and mind are ultimately describable in concepts of the mathematical and physical
sciences." Yet towards the end of his career he will remark, "whether the
mind-body relation is regarded as a genuine metaphysical issue or a systematized delusion,
it remains a problem for the psychologist (and for the neurologist when he deals with
human problems) as it is not for the physicist. . . . How can the brain, as
a physico-chemical system, perceive or know anything; or develop the delusion that it does
so?" And even though R. W. Gerard's observation is over forty years old, current
brain research has yet to remove its sting: "it remains sadly true that most of our
present understanding of mind would remain as valid and useful if, for all we know, the
cranium were stuffed with cotton wadding."
Brain complexity is not the only problem facing the
neurologist, who with Lashley's materialist convictions seeks to connect brain with
intelligence. Brains are not uniform. One brain is not isomorphic to the next. While
general morphology and structures coincide, brains from one individual to the next differ
so much at the neurological qua synaptic level, that a search for common higher-level
cognitive correlates holding across brains becomes a task so daunting as to seem hopeless.
Even when dealing with a lone brain, it is clear that the same higher-level cognitive
behavior has incalculably many distinct neurological antecedents. For example, a multitude
of brain-states will induce the same cognitive act (e.g., dialing 911 in case of an
emergency). Bioethics enters the picture as well, since brain research entails messing
with people's brains in a very real sense. Barring a Nazi regime, unrestricted brain
research on humans is not practicable. Finally, much like in quantum mechanics the
observer tends to disturb the object being observed, so too brain research is invasive and
cannot avoid confounding.
Clean Brains
Enter the clean world of computers. For the way out of this
impasse cognitive scientists look to computer science and artificial intelligence.
Computers are neat and precise. Unlike brains for which identical copies cannot be
mass-produced, computers and their programs can be copied at will. Inasmuch as science
thrives on replicability and control, AI offers tremendous practical advantages over
neurological research.
Now the obvious question is, How well can computers model the
brain? While this is the obvious question, it is not the question that really interests
cognitive scientists. The reason is clear. As good materialists we believe that cognition
is grounded in neural states. But it is cognition that interests us, not neural states.
Moreover, we don't have the slightest idea how neural states correlate with cognition.
Thus to simulate with computer programs brain-states of which we have no idea how these
relate to cognition is simply to raise more problems than are solved. Simulating
brain-states will not throw any light on cognition. This is largely a theoretical
consideration. Practically speaking, to model a human brain at the synaptic level is
beyond the memory/size capabilities of present machines.
What are cognitive scientists to do? How can they justify the
claim that computation provides a sufficient cause for intelligence? Rather than simulate
brains, cognitive scientists write computer programs which simulate behaviors typically
regarded as requiring intelligence. Thus they bypass the neural level and move directly to
the highest cognitive levels: perception, language, problem solving, concept formation,
and intentions. Instead of modeling the brain, cognitive scientists model the intelligent
behaviors exhibited through those brains. Thus many man-years of programming have been
spent developing language translators (unsuccessful), chess playing programs (successful),
expert systems (successful to varying degrees), etc. On balance it is fair to say that
from the technological side AI has been and will continue to be successful. Nevertheless,
as a comprehensive approach to human intelligence, its results have been less impressive.
This is not for any lack of ingenuity on the part of computer programmers-some are very
clever indeed. But intelligence involves much more than clever programs which are adept at
isolated tasks. What goes by the name of AI has only delivered programs with very narrow
competence.
Confident that this will change, cognitive scientists adopt
the following rationale. If through concrete computer programs (algorithms) they can
simulate all important aspects of human intelligence within a complete
information-processing package, then they will have proved their case that human
intelligence is a species of artificial intelligence. To realize that this view is not all
that extreme among cognitive scientists, consider the following comments by Zenon
Pylyshyn, professor of psychology and computer science, and director of the Centre for
Cognitive Science at the University of Western Ontario. He is regarded as a thoughtful,
sober figure in the cognitive science community (as compared to his more propagandistic
colleagues):
I want to maintain that computation is a literal model [nota
bene] of mental activity, not a simulation of behavior, as was sometimes
claimed in the early years of cognitive modeling. Unlike the case of simulating, say, a
chemical process or a traffic flow, I do not claim merely that the model generates a
sequence of predictions of behavior, but rather that it does so in essentially the same
way or by virtue of the same functional mechanisms (not, of course, the same biological
mechanisms) and in virtue of having something that corresponds to the same thoughts
or cognitive states as those which govern the behavior of the organism being modeled.
Being the same thought entails having the same semantic content (that is, identical
thoughts have identical semantic contents).
As dyed-in-the-wool realists, we propose . . .
exactly what solid-state physicists do when they find that postulating certain
unobservables provides a coherent account of a set of phenomena: we conclude that the
[programs] are "psychologically real," that the brain is the kind of system that
processes such [programs] and that the [programs] do in fact have a semantic content.
Several comments are in order. Pylyshyn clearly accepts that
computation encompasses thought and intelligence. His characterization of cognitive
science is, at least in its enunciation, bolder than mine. For he claims that computation
is a "literal model" of mental activity, and in effect repudiates mere
"simulation." I consider this distinction spurious since cognitive science has
progressed nowhere near the place where it can legitimately make such distinctions. Still,
his comments reveal the climate of opinion. His reference in both passages to semantic
content is significant, because meaning is the weak underbelly of AI. As we saw with
Huxley's simians, the meaning of Hamlet was extrinsic to the monkeys' typing. Yet
Pylyshyn claims that meaning (semantic content) will be intrinsic to the computer's
computation.
Unlike Pylyshyn who claims that computation is a literal
model of mental activity, I shall be content to admit that cognitive scientists have
proved their case if they offer convincing arguments that machines can simulate the
totality of intelligent human behavior in a comprehensive package (not merely a vast
assortment of behaviors in isolation). By simulation I mean nothing less than an
exhaustive imitation of behaviors requisite for intelligence. I therefore reject all
arguments that extrapolate from good chess playing programs or good medical diagnostic
programs to the claim that computers can think, have intelligence, display cognitive
abilities, evince mentality, etc. Such talk is an abuse of language. I want to see a
machine that puts it all together, integrating all those isolated tasks that require
intelligence into a comprehensive whole.
Finite Man
I am urging cognitive scientists to fabricate a machine which
grasps the whole that is human intelligence. Having made this challenge, I must add a
restriction: in maintaining that machine intelligence subsumes human intelligence,
cognitive scientists must be limited to machines that are physically possible. There is a
vast difference between machines that can be physically realized and machines that exist
only in the never-never land of abstraction. This never-never land of abstraction is known
to mathematicians as the set of partial recursive functions. These functions
constitute the maximal collection of computable objects. The branch of mathematics known
as recursion theory studies these partial recursive functions and provides the
theoretical underpinnings for computer science. Now any real computer running a real
program has a limited amount of time and memory with which to complete its computations.
Real computers are constrained by limited resources. Abstract computers, the partial
recursive functions, suffer no such constraint.
Since the partial recursive functions contain everything that
is computable, it follows that any real computer is just an abstract computer in disguise.
The converse, however, does not hold. For instance, a computation that requires 101000 additions and multiplications is beyond the capability of any
machine which could be fit into the known universe. Given the size of the universe (under
1080 elementary particles), a duration of many
billions of years, the maximum speed of information-flow (the speed of light), and the
smallest level at which information can be reliably stored (certainly no smaller than the
atomic level), no such computation can be realized. On the other hand, such a computation
is readily accomplished by some partial recursive function. Implicit here is the question
of computational complexity, a facet of computer science which today is playing an
increasingly dominant role.
Now this distinction between physically realizable and
abstract machines becomes important when we consider the intrinsic finiteness of human
behavior. It is common to claim that humans are finite beings. This can be argued.
Scripture, for example, indicates that humans are made in the image of an infinite God.
Pascal writes, "by space the universe encompasses and swallows me up like an atom;
[but] by thought I comprehend the world." Yet regardless what we believe about man's
finiteness generally, man's behaviors are finite. And this is the point of departure for
the sciences of man. Science cannot deal with, to use Kant's terminology, noumenal man; it
can only deal with phenomenal man. Desiring a monopoly on human intelligence, cognitive
scientists are quick to presuppose that phenomenal man is the whole man. Phenomenal man is
the man we can observe, the man known through his behaviors. Granted, this is the only man
scientists can deal with. But is phenomenal man the whole man?
Let us be clear that that human behavior and sensory
experience are intrinsically finite. One can understand the finiteness of human behavior
on many levels. At the atomic level man is a finite bundle of atoms: reconstruct an
individual atom by atom, giving the atoms proper relative positions and momenta, and you
have a perfect clone. This construction is of course utterly infeasible; moreover, quantum
effects may render it theoretically impossible. An equally infeasible finite
reconstruction of the human organism which, however, has a better chance of avoiding
quantum indeterminacy can be made at the chemico-molecular level (cf. molecular biology
and biochemistry).
At the other extreme one can argue that since language can
fully describe human behavior, and since language is intrinsically finite (there are only
so many words to choose from, any sentence is of finite length, only so many sentences can
be uttered in any lifetime), it therefore follows that human behavior is intrinsically
finite. Another argument for the finiteness of human behavior can be made from the way
human sensibilia can be encoded. Compact discs can for instance store audio (e.g., music)
and visual (e.g., photographs) experience suitably encoded as a finite, discrete string of
information, which when properly decoded can be played back with an arbitrary degree of
resolution.
The level at which I prefer to understand the finiteness of
human behavior is neurological. This approach is in line with the earlier quote by Pierre
Cabanis, Les nerfs-voilà tout l'homme. At this level behavior and experience
result from the firing of a finite number of nerve cells which can fire only so many times
a second. Continuity of experience is therefore a myth. Experience is fundamentally
discrete. It is because the number neurons and their rate of firing is finite that we
experience the digitally encoded sound off compact discs as music rather than a shower of
staccatos. For the same reason we experience a movie as continuous action rather than a
discrete set of frames.
Let us for the moment play along with Cabanis, reducing man
to his neurology. At this level of analysis not only do human behavior and sensory
experience become finite, but also the total number of possible human beings becomes
finite. The following loose combinatorial analysis argues the point. Let n be an upper
bound on the number of neurons in any human, f an upper bound on their firing rate (i.e.,
number of firings a neuron is capable of per second), and l the maximum life span of any
human (in seconds). Then during any firing interval there are 2n possible ways the n
neurons can fire, and over a maximal life span there are (2n)fl = 2nfl possible ways the n
neurons can fire in succession (let us call such successions of neural firings behavioral
sequences). If one assumes that man equals phenomenal man, then 2nfl possible
behavioral sequences include all conceivable human lives. A fortiori, there are at most
that many human beings, for human beings with exactly the same behaviors and experiences
are identical (we assume materialism of course).
The number 2nfl is huge, even for modest n, f, and l. Thus
with billions of people, even billions of universes, we should not expect to see two human
lives approximating each other, much less repeated. Often the vast complexity of human
behavior exhibited in such huge numbers is taken to justify the reduction of humans to
neural firing sequences, as though complexity and organization in themselves provide a
sufficient reason for intelligence. We have noted that this reduction gets sidestepped by
introducing terms like supervenience and emergence, which are supposed to
distinguish higher level "intelligent" behavior from its physiological
underpinnings. But the conclusion remains that all human behavior finds its immediate,
efficient cause at the neurological level. And at this level behavior is finite.
The procedure for specifying 2nfl as an upper bound for
behavioral sequences could stand some refinements. Instead of choosing n to enumerate an
individual's neurons, one might have chosen n to enumerate the synaptic interconnections
at which neurotransmitter is released, thus increasing n by a few orders of magnitude. I
have implicitly assumed that neurons neither are born nor die, and that interconnections
between neurons are stable. Again this is an artificial assumption. But anyone who
challenges it need only increase n to include all those neurons which will be born or die
as well as all potential interconnections, restricting at any given time attention to
those neurons and interconnections that are currently active. I have also implicitly
assumed that neural firing is limited to discrete intervals: a behavioral sequence
proceeds in discrete time intervals wherein each neuron either fires or fails to fire.
Lags between firings of distinct neurons are therefore ignored-this becomes not
unreasonable if the firing intervals are made sufficiently brief. Thus to justify the
assumption of synchronous firing among neurons the firing rate f may also need to be
increased. Suffice it to say, there is an upper bound (however crude) on all the
behavioral sequences that can conceivably constitute phenomenal man.
Consider now an individual named Frank who comprises n
neurons, and let F be the collection of Frank's n neurons. Define a behavioral instant
in Frank's life as an n-tuple (Ba : a OE F) where for
each neuron a, Ba indicates whether neuron a fired
during that interval (more precisely, Ba is a boolean
variable taking the value 0 or 1 depending on whether neuron a fails to fire or fires,
respectively). Frank's life (behavioral sequence) then consists of the behavioral
process B(a,t) where t is a discrete time variable (f = 103
is an upper bound on the firing rate of neurons; thus we can take t as multiples of 10-3). Certainly this approach to Frank is solipsistic. Frank is
his neural firings, and it doesn't matter a bit what the world is doing. Of course, we
assume that the world is impinging on Frank and therefore affecting his Ba's over time. But this is irrelevant to our analysis.
Finally, if we assume that Frank's life is bounded by l
seconds, then Frank's actual life is at most one of 2nfl possible lives he might have
lived. Moreover, it follows from elementary combinatorics that Frank's whole life can be
encoded in a string of 0's and 1's of length nfl, e.g.,
SFrank =
1000101101
10,
where the ellipsis represents nfl minus 12 digits (12 being
the number of digits actually displayed). This is your life, Frank. If we choose n,
f, and l big enough, then such sequences of length nfl can encode all human lives. In
particular, there is a base 2 number of length nfl that encodes me-even my yet unlived
future, even the writing of this essay. This number is of course just SBill.
Our analysis of Frank is a classic example of a brain in a
vat. The brain receives stimuli and emits responses. These stimuli and responses occur
over time and can be arranged in sequence. The string SFrank
captures that sequence. It is important to note that strings like SFrank,
SBill, SJane,
and SSusan are assigned according to a rationale. By
encoding experience and behavior, these strings capture the life of an individual. If one
accepts that God's final judgment of humanity is according to the deeds done in the body,
then such sequences are sufficient evidence for God to reach a verdict. These numbers are
not assigned in the way telephone numbers or social security numbers are assigned. There
the only requirement is that the number have so many digits and be unique to the
individual. The rationale for SFrank goes much
deeper. It captures Frank's life.
The Dilemma of Humanism
Phenomenal man is computational man. Computational man,
however, has yet to be computed on an IBM or Cray computer. Currently, computational man
exists solely in some abstract machine from the realm of partial recursive functions.
Leaving the point which concerns the cognitive scientists for the moment aside, namely,
how human intelligence is circumscribed by physically realizable machines, let us consider
how the reduction of phenomenal man even to abstract machines threatens the humanist, who
on the one hand thinks man is wonderful, and on the other staunchly retains a
philosophical materialism. I find the humanist's assumptions inconsistent. If his
philosophical materialism is correct, then there is nothing about man to transcend the
constitution and dynamics of his physical system, the human body. Thus humanist man is in
the end just phenomenal man. And this man, as we have demonstrated, is just computational
man. Now the inconsistency lies in the fact that computational man is not all that
wonderful, as humanists readily admit.
Thus when humanists like Hubert Dreyfus, Joseph Weizenbaum,
and Theodore Roszak declaim against the dehumanization fostered by too high a view of
machines and too low a view of human mentality, they inevitably sidestep the question
whether some big enough abstract machine can capture the human being. They refuse to admit
that unless man in some way transcends matter, the reduction of man to machine is indeed
valid. Humanists attribute to man dignity and worth. Humanists look at man as the end of
all man's longings. Man is ultimate. Thus any talk of transcendence is deemed a projection
of impulses already present in man. But when humanists limit their attention to man as a
product of the material universe, and refuse to acknowledge transcendence in man, or
better yet, a transcendent creator who has made man in his image, they bare their necks to
their cognitive-scientist opponents. For despite the rhapsodic flights and poetic rapture
wherewith humanists celebrate the grandeur of man, man the product of nature, man the
physical system is mechanical man.
The humanist wants to believe that humans possess a certain
something which computers do not, that the computer cannot vitiate his exalted view of
humanity. Nonsense. If his materialism is correct, then humans can be trivially realized
as abstract machines, i.e., partial recursive functions in some programming framework.
Such a reduction to even wildly complex abstract machines renders the things he holds
dear-dignity, freedom, and value-null and void. I don't think I've overstated the case. An
atomistic view of intelligence is ruinous to any exalted view of man. This is evident from
our solipsistic analysis of Frank. On materialist assumptions all of Frank is encompassed
in SFrank. Behavioral sequences can even accommodate
contingency. Thus SFrank¢ is Frank's life if he had
gotten that promotion, SFrank" is Frank's life
if he had not been dropped on his head as a baby, etc. When we consider all possible
behavioral sequences for Frank-sequences constrained only by his genetic makeup and
possible experiences-we arrive at a set {SFrank , SFrank¢ , SFrank" ,
},
where the ellipsis is finite. Frank's intelligence is entirely encompassed in this finite
set.
Now a trivial consequence of recursion theory is that all
relations on finite sets are computable. Thus under materialist assumptions, whatever one
may mean by Frank's intelligence can be encompassed within the framework of computer
science. Whatever Hubert Dreyfus meant by his title, What Computers Can't Do,
unless he is willing to look beyond the matter which constitutes the human body, he cannot
legitimately mean that humans can display intelligence inaccessible to machines. In fact,
one of his primary points is that computers must fall short of humans because they cannot
possess a human body. But this is really a minor point, since it is not the body that is
at issue, but the experience of that body, and this experience can be adequately realized
in some coding scheme, like the one we indicated for Frank.
Finiteness really shatters the humanist dream. My aim here
has been to force the humanist to own up to the unpleasant implications of a philosophical
materialism to which he so often subscribes. Most people, I am afraid, do not realize the
full import of the revolution that is mathematical recursion theory, or in its applied
form, computer science. Computers are the ultimate machine. Church's Thesis, a
guidepost in computer science, guarantees that computers are the ne plus ultra of
machines. Every machine, much like Frank's behavior and experience, can be discretized.
Once discretized, it can be simulated on a finite state computer. This is a point that can
be justified at length, but let me instead direct the reader's attention to an example
which should make the claim plausible. Aircraft companies routinely use supercomputers to
simulate the flow of air over wing designs. This method for evaluating designs is
reliable, successful, and tidy. In the process, reality is encoded computationally and
simulated. Given sufficient resolution of the computational representation, the simulation
is so fine that if reality could be reconstructed from the simulation, it would be
indistinguishable from the original reality.
Church's thesis, which is unanimously confirmed by over 50
years of theoretical and practical experience in mathematics and computer science,
indicates that what any machine can do, a computer can do. Thus it does no good to hope
that the brain may turn out to be a better machine-a better "something" if
"machine" is unpalatable-than a computer. Anyone who offers such alternatives
simply does not know his computer science, or his neuro-physiology, or both. The brain
only has so many neurons, each of which has only so many synaptic interconnections; these
neurons have a maximal rate of firing and are subject to threshold effects-there are no
unlimited degrees of firing. Once one has a finite state object, its dynamics are fully
representable on a computer (maybe not on a computer we can realize with the usual
integrated circuits, but certainly on an abstract machine). The brain is such an object.
On materialist assumptions it is illegitimate to reject a computational model of
mentality. Once, however, one admits computation as encompassing intelligence, it becomes
illegitimate to ascribe to intelligence and humanity honors it can deserve only by not
being a machine, honors like dignity and freedom.
The Problem of Supervenience and Personal Identity
I have been assuming that the humanist is dissatisfied with
the idea of man being a machine. Let us now suppose he accepts my account of phenomenal
man as an abstract machine. Let us say that on his materialist assumptions he is driven to
the conclusion that man is a computational machine, albeit a very complex, highly
organized computational machine. He will want to retain the things he holds dear, like
dignity and freedom, but he will now have to redefine them to fit a computational
paradigm. How shall he do it? The method of choice currently is to appeal to
supervenience. Supervenience encompasses a multiplicity of notions like emergence,
hierarchy, systems theory, holism, etc. For the purposes of this discussion I shall limit
myself to supervenience.
What then is supervenience? Supervenience begins with a
simple motto: "No difference without a physical difference." Supervenience,
however, is not a crass form of physicalism. Philosopher Paul Teller cashes out this motto
nicely:
Imagine that in some given case or situation you get to play
God and decide what's true. To organize your work you divide truths into two (not
necessarily exhaustive) kinds. The first you call truths of kind P (for a mnemonic think
of these as the Physical truths . . .); and the second you call
truths of kind S (for a mnemonic think of the truths of some Special science or
discipline, such as psychology, sociology, ethics, aesthetics, etc.). You begin your work
by choosing all the truths of kind P which will hold for the case. Then you turn to the
truths of kind S. But lo! Having chosen truths of kind P, the truths of kind S have
already been fixed. There remains nothing more for you to do. . . .
[Consider] all cases of actual watches turned out by the same
assembly line and set identically. The truths of kind P will in this case be the physical
truths about the watches' structure, and the truths of kind S will be truths describing
the watches' time-keeping properties. Of course, with identical physical structure and
setting, the watches will keep the same time. I will say that for collections of cases of
this kind truths of kind S supervene on truths of kind P.
To say the truths of type S supervene on truths of type P has
the following succinct logical formulation:
Here P ranges over physical predicates, S over nonphysical
predicates, and u and v over objects in the real world.
Supervenience is to be understood hierarchically: what
happens at a lower level (cf. P) constrains what happens at a higher level (cf. S). Thus
the cognitive scientist might say that human intelligence (the higher level stuff)
supervenes on human neuro-physiology (the lower level stuff). Since supervenience is a
transitive relation, and since human neuro-physiology in turn supervenes on human
molecular biology which in turn supervenes on human atomic physics which in turn
supervenes on human elementary particle physics, it follows that human intelligence
supervenes on the underlying fundamental physics. At this point it is usually granted that
we have bottomed out, having reached the lowest level of explanation.
Supervenience is not without philosophical difficulties.
First and foremost among these is that supervenience is not a reductive analysis.
For this reason certain philosophers (including this author) regard supervenience as
mysticism in scientific dress. Philosopher of language Stephen Schiffer is unrelenting in
this charge:
"Supervenience" is a primitive metaphysical
relation between properties that is distinct from causation and more like some primitive
form of entailment. . . . I therefore find it more than a little ironic,
and puzzling, that supervenience is nowadays being heralded as a way of making
non-pleonastic, irreducibly non-natural mental properties cohere with an acceptably
naturalistic solution to the mind-body problem. . . . The appeal to a
special primitive relation of "supervenience" . . . is obscurantist.
Supervenience is just epiphenomenalism without causation.
How can supervenience be so wicked, especially since it is
touted by so many naturalistic-minded philosophers? Supervenience makes no pretence at
reductive analysis. It simply says that the lower level conditions the higher level-how it
does it, we don't know. Supervenience offers no causal account of how lower levels
constrain higher levels. If such an account were on hand, we should have a reductive
analysis and be able to dispense with talk of supervenience-the idea of reduction has
after all been around for some time, certainly preceding supervenience. Admitting
ignorance of how lower levels affect upper levels and being willing to forego reductive
analysis, Schiffer regards as philosophical treason. Those who employ supervenience as a
philosophical research strategy Schiffer charges with dualism, obscurantism, metaphysics,
and epiphenomenalism.
Given our overriding interest in the relation between
intellect and brain, we ought to ponder whether supervenience is in any legitimate sense
applicable to the mind-body problem. Mind is supposed to supervene on body just as
time-keeping properties supervene on the physical structure of a watch. But is this a fair
analogy? Examples like those of physical watches conjoined with nonphysical time-keeping
properties are supposed to capture the idea of supervenience. Now there is a fundamental
difference in the way time-keeping supervenes on the physical object which constitutes a
watch and the way intellect can be said to supervene on the physical object which
constitutes a human body. Time-keeping supervenes on a watch because, and only because,
our intellect contributes temporal concepts to the physical object which
constitutes that watch. The hierarchy of levels basic to supervenience are levels we
construct through our intellect. There seems therefore a self-referential paradox in
saying of this intellect which constructs so many instances of supervenience that it
itself supervenes on a physical system. The intellect plays a distinguished role in any
supervenience account, and it is not clear that it is legitimate to turn it on itself and
thereby proclaim that the very instrument we need to establish supervenience itself
supervenes.
The question of falsifiability also comes up. Let us say the
intellect supervenes on the brain. How can we know this? What evidence would count to
disprove this assertion? At the very least we would need an exhaustive account of the
correspondence between brain states and mental states; for without an exhaustive account
there would always remain the nagging uncertainty whether lower level properties are fully
determinative of higher level properties-full determination of the higher by means of the
lower is the definition of supervenience. Such an account would decide the mind-body
problem one way or the other (cf. our cotton wadding example). But once we have such an
exhaustive account, we can dispense with the notion of supervenience-such an exhaustive
account will be a reductive analysis. What more then is the claim that intellect
supervenes on the brain than bald assertion? Any scientific justification of supervenience
will demonstrate far more than mere supervenience-it will tell a causal story. What more
is supervenience than a materialist faith which makes lower levels determinative of higher
levels?
No treatment of supervenience would be complete without at
least touching on the ever popular Doppelgänger examples. These examples are
philosophical thought experiments, science fiction stories if you will, that address the
following question: What relation does an exact physical duplicate (the Doppelgänger) of
a human being bear to the original human being? The human body is after all just an
organized hunk of matter. What if we construct an atom for atom copy of this hunk,
imparting to each atom the right relative momentum and energy state? In this construction,
have we duplicated the original human's mental states? Does the Doppelgänger have a soul?
Does the Doppelgänger experience pain? Would it be right to construct a Doppelgänger,
freeze him, and later use his bodily organs for transplants in the original? Let us say we
have the technology to construct Doppelgängers at will. Is it morally acceptable to build
a teleportation device which sends an individual, say, to Mars by transmitting a complete
specification of his body to Mars, constructing the Doppelgänger on Mars, and then
destroying the original on earth?-after all, we don't want more than one of you in the
universe at a given time. What is lost by destroying the original and letting your
Doppelgänger run free? Stories about Doppelgängers can be multiplied almost endlessly.
Doppelgänger examples address the philosophical problem of
personal identity: What does mean for you to be you? Depending on one's point of view
these examples can be entertaining or disturbing. Certainly a teleportation device like
the one described would count decisively for supervenience and against immaterial souls
and spirits. But we do well to remember that thought experiments are thought
experiments precisely because they impracticable. Thought experiments are not scientific
experiments, and therefore cannot decide scientific questions. They are useful for raising
interesting questions and may inspire concrete scientific experiments. But they are
hypothetical in the extreme. Willard Quine has some sobering words on the matter:
The method of science fiction has its uses in philosophy, but
. . . I wonder whether the limits of the method are properly heeded. To seek
what is "logically required" for sameness of person under unprecedented
circumstances is to suggest that words have some logical force beyond what our past
needs have invested them with.
Another reason for not being unduly swayed by Doppelgänger
examples is quantum mechanics. Quantum mechanics, with the limitation it places on
measurement at the micro-level, makes it highly doubtful whether human technology is
capable of building the scanning and reconstituting devices necessary for the construction
of Doppelgängers. Commenting on the teleportation device in The Emperor's New Mind,
physicist Roger Penrose writes,
Is there anything in the laws of physics which could render
teleportation in principle impossible? Perhaps . . . there is nothing in
principle against transmitting a person, and a person's consciousness, by such means, but
that the "copying" process involved would inevitably destroy the original? Might
it then be that the preserving of two viable copies is what is impossible in
principle? . . . I believe that [these considerations] provide one pointer,
indicating a certain essential role for quantum mechanics in the understanding of
mental phenomena.
Penrose, the physicist, conflates fundamental physics with
consciousness and mental phenomena so as to give physics almost a mystical role. Still,
his observations should be considered before lending too much credence to the
Doppelgänger examples.
The question still remains, Is your physical replica you? I
am unwilling to answer this question without qualification. For me quantum mechanics,
nonlinear dynamics (chaos), human physiology, and probability theory all conspire to make
the premise this question requires me to grant-namely, the existence of my
Doppelgänger-about as plausible as Greek mythology. Nevertheless, I take anything to be
possible and admit that all my beliefs are falsifiable given the right circumstances. If I
should be confronted with my Doppelgänger, and if this double were constructed by purely
mechanical means at the hands of human technicians, I should decide in favor of
supervenience. But for me the important question is how the Doppelgänger came into
existence. No doubt I'm biased, but without a causal story of the Doppelgänger's origin,
I would attribute his existence to God. But once God is back in the picture, I have no
problem attributing to my Doppelgänger an immaterial spirit. So we're back where we
started.
The Dilemma of Semi-Materialism
Earlier I described three approaches to the mind-body
problem: the substance dualism of Descartes, the monism of Spinoza, and the historic
Judeo-Christian position. I want now to focus on a fourth option which has of late been
gaining currency in theistic circles. I shall refer to this view as semi-materialism. By
semi-materialism I mean a philosophical position which on the one hand acknowledges the
God of Scripture, but on the other denies that man's soul and spirit have an ontology
distinct from (i.e., not derivative from) the body. Semi-materialism is a melding of
traditional theology and supervenience. God is still creator, sovereign, and transcendent,
but man is now fully realized in his human body.
It is important to understand that semi-materialism is not
solely a question of methodology. Treating the human person as a physical system is not
merely a scientific research strategy for the semi-materialist. The semi-materialist
accepts supervenience-no difference without a physical difference-and therefore holds that
talk of souls and spirits by the ancients is a prescientific way of describing
consciousness as it emerges from the human physical system. Thus apart from man's moral
responsibility to God, the semi-materialist has no great quarrel with the cognitive
scientist. Both are content to view man as strictly a physical system. On the question of
God they do of course differ. But semi-materialism compartmentalizes anthropology and
theology so that whenever traditional theology conflicts with a supervenient anthropology,
the former gets reinterpreted to jibe with the latter.
The late Donald MacKay was an outstanding example of a
semi-materialist. MacKay was a professor of communications at Keele University in England
who specialized in brain physiology. Eleven years ago he wrote a book entitled Human
Science & Human Dignity. Throughout the book he emphasized the need to examine the
data of science and theology dispassionately. His goal was to develop an integrated view
of man. How was this integration to be accomplished? The following passage is revealing:
[With] a hierarchy of levels there is no question of keeping
the different explanations in "watertight compartments": what someone has called
"conceptual apartheid." Although their categories are different and they are not
making the same statements, by calling them hierarchic we commit ourselves to the view
that there is a definite correspondence between them. In particular, no change can
take place in the conscious experience reported in a higher-level story without some
corresponding change in the stories to be told at the lower level (though again, not
conversely). On this view, the way to an integrated understanding of man is not to hunt
for gaps in the scientific picture into which entities like "the soul" might
fit, but rather to discover, if we can, how the stories at different levels correlate.
Although MacKay speaks of correspondence between
levels, he really means something much stronger, namely determination. To see this,
I call the reader's attention to the sentence, "no change can take place in the
conscious experience reported in a higher-level story without some corresponding change in
the stories to be told at the lower level (though again, not conversely)." The phrase
"not conversely" is decisive; it demonstrates that he takes the lower levels as
fixing the upper levels. This is supervenience. In fact, it is the same brand of
supervenience we described in the last section. It follows that MacKay's view faces the
same objections we raised in the last section against supervenience. These objections he
fails to address since in his integration of theology and anthropology he takes
supervenience as a given, reinterpreting theology in its light.
Now theology is not so malleable an instrument as to yield to
scientific pressure. The problems of trying to reconcile a supervenient anthropology with
a traditional theology invade the whole of theology. Thus much of what MacKay calls the
"traditional imagery" associated with death has to be discarded or
reinterpreted. What are we to make of the incarnation of Christ? Do Jesus' soul and spirit
fit into the semi-materialist's hierarchy of levels? What about miracles? If we accept
that God can interact causally with the material universe, why should it be inconceivable
that a human spirit can interact causally with a human body? MacKay accepts a general
resurrection mankind. Yet within the semi-materialist framework it is not clear how humans
are anything more than lumps of matter in motion, which at the resurrection are simply
reconstituted and again set in motion.
For me the chief difficulty with semi-materialism is that
from God's perspective it trivializes man. Because of its supervenient anthropology,
semi-materialism gives us a man whose soul and spirit are not only inseparable from the
body, but actually derived from the body. Now why should this man be trivial from God's
perspective? To answer this question let us return to the Parable of the Cube. Suppose I
am watching the cube move around inside the box. Its motion can be explained in several
ways: (1) The cube just sits there at rest. (2) The cube traces some predictable
trajectory. (3) The cube moves randomly. (4) I control the cube's motion, say with a
joystick. (5) Some other intelligent agent controls the cube's motion. These cases are
exhaustive, though as we shall see immediately, they are not exclusive. Moreover,
depending on one's view of causality, (3) may be vacuous.
Cases (1) and (2) are really superfluous since they can be
subsumed under case (4). For case (1) this is obvious. If case (4) holds, then I have
complete control over the cube's motion. I now decide to keep the cube at rest, say by
leaving the handle of my joystick alone. This is just case (1). In this way (4) subsumes
(1). What about (2)? To say that the cube's motion is predictable is to say that there is
some description that prescribes the cube's motion. Moreover, since the motion is
predictable, I actually have that description. Thus I can take that description, follow
its instructions, and cause the cube to move in the prescribed manner. But this is just
case (2). Thus (4) subsumes (2) as well.
Now my contention is that of the three remaining cases only
case (5) is interesting. In (3) the cube's motion is so unpredictable and erratic that I
never expect to receive a coherent message. This is like the monkeys' random typing. I may
look for patterns in the cube's motion, but as soon as I think I've got the hang of what
the cube is doing, it disappoints me and does something else. I see no rhyme nor reason to
what the cube is doing. This case is thoroughly unsatisfying to my intellect. Case (4) is
also uninteresting. All I'm doing is moving the cube around. I feel like moving it here,
so I move it here. Next I feel like moving it there, so I move it there. If I've got a
copy of Hamlet, I can move the cube in such a way that its motion encodes Hamlet.
But this is no fun-I might just as well read Hamlet directly. If I had more cubes,
I might make some interesting designs. If I had multi-colored cubes I could let my
imagination run wild and pretend I'm an artist. But with only one cube the situation is
dull indeed. Only when another intelligence is moving the cube and communicating with me
through its motion does cube watching become interesting. It was case (5) that towards the
beginning of this essay resulted in the frenzy we called religious cubism.
Now consider God's relation to the material universe. God
created the universe. The universe is finite. How does God view the universe? He knows it
in every detail. He sees the end from the beginning; it holds no surprises for him. Now
instead of a cube in a box, let us imagine a universe in a box. In this case God is the
observer outside the box. This is certainly legitimate, since God is transcendent, in no
way conditioned by his creation. Whereas we were looking at the motion of but one cube,
God is looking at the simultaneous motion of all the various bits and pieces of matter
that constitute the universe, seeing them in all their many configurations. God is
particularly interested in humans, so he pays special attention to those bits of matter
that constitute us.
When God is watching us, which of the three remaining cases
holds? Case (3) is clearly out of the question. Randomness exists only where there is
ignorance. No surprises await God. He sees history at a glance. Thus for theism case (3)
is vacuous. What about case (4)? In this case the universe is a giant toy which God
controls with a sophisticated joystick. The only problem is that this toy cannot amuse
God. Just as a cube in a box makes for a dull toy, and cannot amuse us unless another
intelligence influences it, so a universe subject only to God's intelligence is a dull toy
for God, only in the extreme. In fact, for our limited intellects, moving a cube inside a
box presents a greater challenge than for God to run the universe, whether by natural law
or by direct intervention. There is no novelty, no thrill, no satisfaction for God in
simply controlling the universe as a giant toy. To him it is like a cube in a box, only
simpler.
This leaves us with case (5). To us a cube in a box is only
interesting when an intelligence other than ourselves uses it to communicate with us. The
same holds for the material universe and God. The only reason the universe is interesting
to God is because there are intelligent beings, namely us, who express themselves through
the universe, namely the matter that constitutes our bodies. If these intelligences are
not external to the universe, then we land in case (4): a toy universe populated by toy
people subject to a bored God who cannot be amused. Only case (5) entails a non-trivial
creation in the light of its creator. There are no other possibilities.
This analysis gives the lie to a sentiment common in
scientific circles. Accordingly, as we learn more and more about the immensity of the
universe, we should think less and less of ourselves. Alternatively, the universe is such
a big place that we must be insignificant. The foregoing analysis shows that without
humans, intelligent creatures created in the image of God, the universe itself is
insignificant, at least in the sight of God. Size has simply no bearing on significance,
least of all to the mind of God. It is because we are here that the universe is
significant. However small we become in relation to the universe is simply of no
consequence. It is worth repeating Pascal's famous dictum: "By space the universe
encompasses and swallows me up like an atom; by thought I comprehend the world."
The historic Judeo-Christian position on mind and body
entails that God's view of the universe corresponds to case (5). To what case does the
semi-materialist's view correspond? For the semi-materialist how does God view the
universe, and more particularly man? By assuming supervenience, the semi-materialist has
made it clear that he will not hunt for gaps in the scientific picture of man; he will not
look for places into which he can fit soul and spirit. His refusal to look beyond the
physical aspect of man is not, as we have already noted, simply a question of scientific
methodology. Semi-materialism is an attempt by theists to unite science and theology in a
consistent framework.
By a process of elimination we find that the
semi-materialist's universe is a case (4) universe, the toy universe populated by toy
people. Logic yields him no alternatives. The semi-materialist must forego case (3)-a
random universe which God cannot predict-unless he wants to question God's omniscience. He
must also forego case (5), since he derives human intelligence solely from its expression
through matter. This leaves case (4). But since matter is finite and the dynamics of
matter taken by itself is trivial to God's intellect, a case (4) universe makes for
insipid theology. I would go so far as to say that a case (4) view of man ruins both
anthropology and theology. The consequences of a case (4) universe are far reaching.
This was brought home to me after a recent conference at
Trinity Evangelical Divinity School. At this conference James I. Packer delivered a talk
entitled "Evangelicals and the Way of Salvation: New Challenges to the Gospel,
Universalism, and Justification by Faith." The talk created something of a stir since
in it Packer called his compatriot John R. W. Stott to account for the latter's recent
expressed views on conditionalism. Apparently Stott has subscribed to a form of
conditionalism for some time, but has only recently gone public with these views.
According to conditionalism, at the end of the age the righteous are raised to immortality
and eternal life (eternal life being something they do not now possess), while the
unrighteous are annihilated, their existence being erased from the warp and woof of
reality. This took many of us by surprise since Stott is a leading and respected Christian
thinker.
Conditionalism is of course a recurrent heresy in the Church,
and to see it associated with so distinguished a name was a source of puzzlement.
Actually, it ought not to have been puzzling. Ten years before the conference Stott had
openly subscribed to a supervenience view of mind and body. Granted, he did not use the
word "supervenience." But in writing the foreword to MacKay's book Human
Science & Human Dignity, Stott left no doubt about accepting MacKay's
"hierarchy of levels." MacKay's book arose out of his 1977 London Lectures in
Contemporary Christianity. Commenting on the book and the lectures, Stott wrote,
I listened to Professor MacKay's lectures with absorbed
interest. His keen mind penetrates the heart of every argument, and coolly,
dispassionately, he exposes logical fallacies wherever he detects them, in Christians and
non-Christians alike. . . . He is determined to hold fast to the truth in
its wholeness. His well-known rejection of reductionism . . . is matched by his
resolve to face and to integrate all the available data. Above all, while readily
acknowledging that from one point of view a human being is an animal, and from another a
mechanism, he refuses to stop there. In order to do full justice to human beings, he
introduces us to the concept of a "hierarchy of levels" at which human life is
to be understood and experienced.
Let me stress it again-this is supervenience. I have argued
that supervenience plus God entails a case (4) universe. I shall now go so far as to
charge that conditionalism and annihilationism are not merely consistent with a case (4)
universe, but logically necessary. My justification for this claim is simply this: for a
just God to make a strictly finite material human being-the only human being a case (4)
universe has to offer-suffer the torments of hell for eternity is to render infinite
punishment for finite fault. The logic of a case (4) universe requires an untraditional
view of hell.
The problem of evil is always a problem, but in a case (4)
universe it becomes a catastrophe. Since we assume God is all-powerful and all-knowing, he
can constitute and reconstitute matter any way he likes. Since there are no immaterial
souls or spirits, our intelligence, behaviors, diseases, social structures, national
boundaries, successes, wars, sins, etc., etc. all derive from the way matter is
constituted. In each of these instances much is to be desired. With all the pain and
suffering, why doesn't God do something? This is a valid question. In a case (5) universe
we take comfort in knowing that events in the material universe are the unfolding of a
drama that is grounded in eternity, of which we are a part. But in a case (4) universe all
such comfort is a sham. All the bereaved mother can say is, God could have kept my child
from dying, but he didn't. All the criminal can say is, God could have altered my
sociopathic brain-states, removed me from the crime-infested ghetto in which I grew up,
and thereby given me the opportunity to be an upstanding member of society-but he didn't.
Of salvation it can only be said, It is God's choice whether to constitute your brain to
be favorably of ill disposed towards him. So much for the doctrine of predestination.
In a case (4) universe, how does God respond to prayer?
Suppose I am suffering from an addiction and pray to God that he remove it. Since I have
no immaterial soul or spirit, the only help God can offer is material. Well, what does God
do in response to my prayer? Does he miraculously reconstitute my brain in some way or
alter my body chemistry so that my addiction is removed, though otherwise keeping me the
same person?-here lurks the problem of personal identity. Or does he do nothing? Is it
simply that praying is physiologically good for me and that the prayer accomplishes its
end simply in the praying? Is it that God has built into my body a predisposition that
makes prayer good for me? Are God's responses to prayer simply secondary causes he built
into the universe at the point of creation?
The Historic Position
Earlier I described the historic Judeo-Christian position on
mind and body as holding that the human being unites physical body and immaterial spirit
into a living soul for which separation of body and spirit is unnatural and entails death.
I also emphasized that this position demands an expanded ontology: unlike semi-materialism
with its commitment to supervenience, the historic position does not see spirit as a
derivative of the complex physical system that makes up the human body. My purpose here is
not to expound this historic anthropology, but to trace a bit of its history and examine
how it has gone from the prevailing position in the West to the status of a quaint relic.
The position as I have stated it is but a straightforward
restatement of the Genesis account of man's creation:
The LORD God formed the man from the dust of the ground
[body] and breathed into his nostrils the breath of life [spirit], and the man became a
living being [soul].
In the New Testament we find both Paul and James echoing this
passage. Thus Paul writes,
If Christ is in you, your body is dead because of sin, yet
your spirit is alive because of righteousness,
whereas James writes,
As the body without the spirit is dead, so faith without
works is dead.
Now the Bible is not a book of systematic theology, nor does
it explicitly block all modern moves at reinterpretation. Thus it does not call
supervenience by name, nor does it explicitly reject supervenience as a plausible account
of spirit and soul. But if we trace the course of western theology, we see that
theologians before the age of modern science held views which cannot be reconciled with
semi-materialism and its concomitant supervenience. Thus Augustine does more than echo the
Genesis account of man when he states his own position on death, a position which becomes
increasingly difficult to reconcile with supervenience:
As regards bodily death, that is, the separation of the soul
from the body, it is good unto none while it is being endured. . . . For
the very violence with which body and soul are wrenched asunder, which in the living had
been conjoined and closely intertwined, brings with it a harsh experience, jarring
horridly on nature so long as it continues, till there comes a total loss of sensation,
which arose from the very interpenetration of spirit and flesh.
The idea of spirit and flesh interpenetrating has a
distinctly different feel from supervenience.
With Aquinas we find the historic position coming into full
bloom. Thus he writes,
It must necessarily be allowed that the principle of
intellectual operation which we call the soul is a principle both incorporeal and
subsistent.
Even this statement might be reconciled with semi-materialism
if one conceives of the soul as an abstract algorithm (say ensconced in a Platonic heaven)
which the body qua machine instantiates. But this reinterpretation becomes implausible in
the light of his following comment:
The intellectual soul, because it can comprehend universals,
has a power extending to the infinite; therefore it cannot be limited by nature either to
certain fixed natural judgments, or to certain fixed means. . . .
Computer algorithms are finitary and therefore clearly
"limited by nature either to certain fixed natural judgments, or to certain fixed
means." But for Aquinas the intellectual soul transcends the finite, having "a
power extending to the infinite." At this point in the evolution of theology I see no
way of reconciling the historic position with semi-materialism.
Even Descartes appreciated the importance of the historic
position. In the Discourse on Method he writes,
Although machines can perform certain things as well as or
perhaps better than any of us can do, they infallibly fall short in others, by which means
we may discover that they did not act from knowledge [cf. the intellect], but only from
the disposition of their organs [cf. programming, algorithms, state of the machine]. For
while reason is a universal instrument which can serve for all contingencies, these
organs have need of some special adaptation for every particular action. From this it
follows that it is morally impossible that there should be sufficient diversity in any
machine to allow it to act in all events of life in the same way as our reason causes us
to act.
Descartes' point of departure from the historic position was
his commitment to mechanism and its consequent substance dualism which compartmentalized
reality into physical and spiritual parts so that the two could no longer interact
coherently. Because of his mechanism Descartes wanted only the most tenuous connection
between physical and spiritual reality, looking for an immaterial soul to interact with a
physical body solely at the now infamous pineal gland. But mechanism is opposed to all
gaps in physical causality. Had he held to the older view that causality cannot be
fundamentally understood in purely physical terms (a view, by the way, not inconsistent
with modern quantum mechanics) he would not have propounded his substance dualism, which
to philosophers unsympathetic to theology is easily truncated by removing the spiritual
component completely.
Finally in Kant we have a decisive break with the historic
position. Subscribing completely to the mechanism inherent in Newtonian mechanics, Kant
refused to consider causality outside of space and time. Since spirits do not reside in
space and time, it follows that they can have no influence on what occurs in the physical
world-at least no influence of which we can have any knowledge. With Kant the only
knowable reality is physical reality embedded in space and time. A reality in which matter
and spirit can freely interact, where they can interpenetrate, to use Augustine's idea, is
disallowed. Though Kant's critical philosophy has been to some extent discredited because
of his total and absolute acceptance of Euclidean geometry and Newtonian mechanics as
determinative of reality, the sense that what is knowable is solely the physical, and that
it is known solely through the physical persists. Its modern day outworkings include
materialism generally, physicalism, and of course supervenience.
In this day is the historic position still tenable? In
holding it, does one subscribe to a god-of-the-gaps solution to the mind-body problem? The
modern Zeitgeist holds that since the 17th century science has been closing in on
theology, constantly shrinking its legitimate domain of competence. Are the scientific
gaps in our knowledge of the relation between mind and body at the vanishing point so as
effectively to banish spirit from the human person? In response, I must say that not only
do I take the historic position as still tenable, but I take it as the only tenable
position for the theist who claims to adhere to anything like a traditional theology.
God-of-the-gaps solutions have since the Church's incompetent
handling of Copernicus and Galileo left a bad taste in the mouth of sincere intellectuals.
God-of-the-gaps solutions are particularly embarrassing when scientists are told what they
can't do, and then go ahead and do it. Nevertheless, there are gaps, and then there are
gaps-not all gaps are created equal. Thus there are gaps that science has decisively
filled, e.g., heliocentrism has with finality displaced geocentrism. Then again, there are
gaps which science claims to have filled which on closer inspection in fact failed to be
filled. Thus Newtonian mechanics claimed to give an exhaustive account of the dynamics of
matter. For two centuries scientists claimed this gap was filled. But in the 20th century
along came general relativity and quantum mechanics. The sense that science is closing in
on all bankable truth is therefore misleading. Science